Financial madness
"China stock market report" of financial life channel
Looking back at the romance of the Three Kingdoms, we can often think of many classics, such as the bridge section of "lose your wife and lose your soldiers". The topic we are talking about is just related to it.
Recently, according to an updated administrative punishment decision, Ningbo Securities Regulatory Bureau punished Li Xinhe's illegal behavior of insider trading and short-term trading.
Who is Li Xinhe? According to the public information, he is a doctoral supervisor, a professor in the accounting department of Nanjing University, and once served as an independent director of the listed company Nanjing Xinbai and the central shopping mall.
It is found that Li Xinhe, the party concerned, has the following illegal facts:
On September 14, 2017, Li Xinhe called Yang, chairman of Nanjing Xinbai, at the information sensitive time point, and bought 129900 shares of Nanjing Xinbai with his spouse Wu, Yao and other securities accounts, with a turnover of 5.03 million yuan. The next day, Nanjing Xinbai was suspended. After that, it sold after the resumption of trading in Nanjing Xinbai, with a loss of 670000 yuan.
From 2014 to 2019, when Li Xinhe was the independent director of the listed company's central shopping mall, he frequently held the shares of the central shopping mall through Yao's securities account.
Li Xinhe's act violates the provisions of Article 47, Article 73 and article 76, paragraph 1 of the securities law, and constitutes the illegal act mentioned in articles 195 and 202 of the securities law. According to the facts, nature, circumstances and degree of social harm of the illegal acts of the parties, Ningbo securities regulatory bureau decided to impose a fine of 300000 yuan on Li Xinhe for the illegal acts of insider trading, and a warning and a fine of 50000 yuan on Li Xinhe for the illegal acts of short-term trading.
According to Lao song, Li Xin, as an independent director of a listed company, should not forget his original intention, perform his duties in accordance with the law, and be an independent "director". However, he not only forgot his duties, but also used his duties to carry out illegal internal transactions, which was not worthy of mentioning.
Li Xin, who fits in with the social celebrities and the rare "three highs" in the professional circle, has served as the co chairman of China finance society and vice chairman of Jiangsu Association of chief accountants and many other important positions. It's a pity that he failed to take the lead and became a negative textbook instead.
Li Xin, a doctoral advisor and professor of accounting department of Nanjing University, is an expert who is familiar with the laws and regulations of the securities market. At the same time, he writes books, teaches and educates people, but at the same time, he tries the law by example and seeks personal interests, which is really puzzling.
The CSRC's public handling of the case of Li Xinhe is only a fine and warning of 350000 yuan, but it is of great practical significance. It warns all people engaged in capital market work, no matter how profound your knowledge, education, position and relationship are, that everyone should abide by the law equally in front of the law!
Statement: the speech of the guests in the program only represents their personal views, not financial life channel and financial position
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New Media Editor: Xiao yesterday
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